Ethics Package (Special Offer for NIBA Members)
close	Quantity in Basket: None Code: NIBA_PKG Price: $40.00
Quantity:
This is a special package deal for NIBA Members. Through this exclusive offer, you can get both Ethics: The Basics and Ethics of Money Laundering courses for a total package price of only $40.00—a $60.00 value! If you only want one of the courses, but not the other, you can find links to each in the 'Related Item(s)' area at the bottom of this page. Online Ethics Course - Ethics: The Basics New ethics training rules are in effect for futures professionals. These rules require NFA Members to determine the appropriateness of the ethics training which they (and their Associates) take. To help you determine whether the Center’s online Ethics for Money Laundering Regulations program is “appropriate” for you, a Table of Contents for this course follows: Ethics: The Basics A Sampling of the Commodity Exchange Act NFA Rules Rules 2-2 through 2-14 Rules 2-22 through 2-38 Contract Markets Just and Equitable Principles of Trade Acting Honestly and Fairly and with Due Skill, Care and Diligence in the Best Interests of Customers and the Integrity of the Market Conflicts of Interest Assessing the Financial Situation and Investment Experience of Customers Disclosure of Material Information when Dealing with Customers Customer Orders Handling Customer Accounts Supervisory Systems and Internal Controls NFA Rules 2-8, 2-9, 2-23, 2-29, and 2-30 Interpretive Notice 9019 Conclusion The Ethics: The Basics course is a very flexible interactive online program that takes from 1 to 4 hours to complete, depending on your depth of study. If you merely read the main text, your training could be as short as 1 hour. On the other hand, if you take advantage of the links to rules and interpretive notices provided throughout the material, your training could last 4 hours or more. It is up to you to decide what is appropriate for your situation. Purchase of the ethics course entitles you to 6 accesses within which to complete the course. As you advance through the course, you may print out the materials. You will encounter review questions periodically. Once they are answered correctly, the course will advance you to the next section. You will not be allowed to return to a previous section once it has been completed; therefore, all printouts should be made prior to answering the final review question for each section. Upon completion of the course, you will be able to print a letter showing your name, date of training and the course title, as well as receiving an e-mail confirming the time spent online in this ethics training course. Online Ethics Course - Ethics for Money Laundering Regulations New ethics training rules are in effect for futures professionals. These rules require NFA Members to determine the appropriateness of the ethics training which they (and their Associates) take. To help you determine whether the Center’s online Ethics for Money Laundering Regulations program is “appropriate” for you, a Table of Contents for this course follows: Ethics for Money Laundering Regulations What is Money Laundering? How Money is Laundered Suspicious Activity and Terrorist Financing Regulatory and Enforcement Framework against Money Laundering Reports/Registrations Required by the Bank Secrecy Act of 1970 NFA Compliance Rule 2-9(c) Hiring Qualified Staff Record Keeping Designation of a Compliance Officer Employee Training Program Independent Audit Function Sanctions for Money Laundering Violations of Section 1956(a)(1) and 1956(a)(2) Structuring Violations Asset Forfeiture Penalties for Failure to Report as Required Suspicious Activity Report (Form SAR) Currency Transaction Report (Form CTR) Report of International Transportation of Currency or Monetary Instruments (CMIR, Form 4790) Foreign Bank and Financial Account Report (FBAR, Form TD F 90-22.1) Report of Cash Received in a Trade or Business (Form 8300) Reports Pursuant to Geographic Targeting Orders Registration as a Money Services Business (Form TD F 90-22.55) Conclusion Long-Term Consequences of U.S. Money Laundering Legislation The Ethics for Money Laundering Regulations course is a very flexible interactive online program that takes from 30 minutes to 2 hours to complete, depending on your depth of study. If you merely read the main text, your training could be as short as 30 minutes. On the other hand, if you take advantage of the links to rules and interpretive notices provided throughout the material, your training could last 2 hours or more. It is up to you to decide what is appropriate for your situation. Purchase of the ethics course entitles you to 6 accesses within which to complete the course. As you advance through the course, you may print out the materials. You will encounter review questions periodically. Once they are answered correctly, the course will advance you to the next section. You will not be allowed to return to a previous section once it has been completed; therefore, all printouts should be made prior to answering the final review question for each section. Upon completion of the course, you will be able to print a letter showing your name, date of training and the course title, as well as receiving an e-mail confirming the time spent online in this ethics training course.

Related Item(s)

Code	Name	Image	Price
D_ETHICS_AML	Online Ethics Training - Ethics of Money Laundering Regulations		$25.00
D_ETHICS_BAS	Online Ethics Training - Ethics: The Basics		$35.00